Mary Elena Winand

Current Employers

Employment History

• 01/2016 → 09/2016
  Financial Advisory Group
  York, PA
• 09/2016 → Present
  Lpl Financial, Llc
  York, PA
• 09/2016 → Present
  The Financial Advisory Group
  York, PA
• 11/2022 → Present
  The Financial Advisory Group
  York, PA

Other Businesses

1. 9/6/2016 - The Financial Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/1/2016 - 40 Hours Per Month - Time Spent 30%. 2. 8/11/2020 - The Financial Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide financial planning and consulting services through The Financial Advisory Group, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. I am the Chief Compliance Officer effective 11/2022. 3. 08/11/2023 - Forty-Five WB - Real Estate Rental - Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 1 Hour Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-02-09

Designations

Other Names

• Mary Elena Shaw