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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
TX RA APPROVED_RES 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED_RES
    Since 2024-03-07

Branch Locations

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-12-21
  • KS RA
    APPROVED
    Since 2017-12-21

Branch Locations

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planing Corporation Olathe KS 02/2016 07/2017
Securities America, Inc. Olathe KS 07/2017 03/2024
Securities America Advisors Olathe KS 07/2017 03/2024
Ameritime, Llc Olathe KS 11/2017 Present
Compass Financial Resources Olathe KS 07/2017 Present
Lpl Financial Olathe KS 03/2024 Present
  • 02/2016 → 07/2017
    National Planing Corporation
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America, Inc.
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America Advisors
    Olathe, KS
  • 11/2017 → Present
    Olathe, KS
  • 07/2017 → Present
    Compass Financial Resources
    Olathe, KS
  • 03/2024 → Present
    Lpl Financial
    Olathe, KS
Previous Registrations
  • 2017-07-17 → 2024-03-14
    Securities America Advisors, Inc.
    Olathe, KS
  • 2017-06-08 → 2017-07-19
    National Planning Corporation
    Olathe, KS
Other Businesses

1- 02/2024 / Compass Financial Resources / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s). 2- 02/2024 / Financial Markets, Inc. / Non-Variable Insurance / Investment Related / 12 hrs mth / Start date: 05/01/2017 3- 02/2024 / Kansas State Department of Education / Outside/W-2 Employment / 2 hrs mth / 0 hrs during trading / Start date: 08/01/2016 4- 05/2023 / Ameritime LLC / Inv Related / At Reported Business Location(s) / Registered Investment Advisor / IAR / Started: 7/1/2016 / 18 Hrs/Mo During Trading / I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 07/2016. I expect to spend approximately 18 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2016-06-24
  • S65 Uniform Investment Adviser Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2016-06-24
Other Names
  • John Rundle

View on SEC IAPD

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