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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-28 |
| CA | RA | APPROVED | 2019-12-05 |
Branch Locations
Aliso Viejo, CA • United States
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beacon Pointe Advisors, Llc | Newport Beach | CA | 03/2013 | 10/2019 |
| Massmutual Life Insurance Co | Newport Beach | CA | 10/2019 | Present |
| Mml Investors Services, Llc | Newport Beach | CA | 10/2019 | Present |
NAME: MICHEL DIROCCO INV REL: Y ADD: 4675 MACARTHUR CT SUITE 1050 NEWPORT BEACH CA 92657 NATURE: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH INSURANCE POSITION: INDEPNDENT INSURANCE AGENT START DATE: 7/17/2020 NO HRS/MO: 48 NO HRS/MO DUR TRADING: 2.4 DUTIES: INDEPENDENT INSURANCE AGENT. SALES OF INDIVIDUAL AND GROUP NON-VARIABLE MEDICAL INSURANCE PRODUCTS. SERVICE FEES AND RENEWAL COMMISSIONS FROM OTHER NON-VARIABLE INSURANCE PRODUCTS WRITTEN PRIOR TO REGISTRATION WITH MML INVESTORS SERVICES (MMLIS). ALL OTHER NEW SALES, INCLUDING "INDEXED" PRODUCTS SOLD THROUGH MMLIS OR MASSMUTUAL LIFE INSURANCE AGENCY (MMLIA) OR THEIR DESIGNATED SUCCESSORS ONLY. SALE OR SERVICE OF ANY OTHER INSURANCE PRODUCTS OUTSIDE OF THESE CHANNELS MAY BE PERMITTED ON A CASE-BY-CASE BASIS ONLY WITH PRIOR WRITTEN APPROVAL IN ADVANCE OF SOLICITATION FROM THE GENERAL AGENT/REGISTERED PRINCIPAL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 2016-02-11 |
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