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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-06 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities Inc | Greenwood Village | CO | 01/2016 | 07/2018 |
| Tiaa | Frisco | TX | 07/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 07/2018 | Present |
(1) DOORDASH POSITION: driver NATURE: delivery service INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2021 ADDRESS: Home Address, United States DESCRIPTION: food delivery service - self employed (2) SELF EMPLOYED POSITION: self employed NATURE: Odd jobs on the side that mainly entail pressure washing services, hauling services, and occasional yard care. I enjoy working outdoors some, just gives me something else to do on the side to be productive. No regular hours or anything. A job here and there on the weekends. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/28/2026 ADDRESS: Home Address, Lewisville TX 75057, United States DESCRIPTION: manual labor - washing, hauling, yard work
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-27 |
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