Sean Carroll

Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 04/2017
  Morgan Stanley
  New York, NY
• 05/2017 → 03/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 02/2018 → 03/2018
  Bank Of America, N.A.
  New York, NY
• 06/2018 → 07/2019
  Morgan Stanley
  Boston, MA
• 08/2019 → 10/2024
  Columbia Management Investment Distributors, Inc.
  Boston, MA
• 10/2024 → 04/2025
  One Charles Private Wealth
  Hingham, MA
• 11/2025 → Present
  Columbia Management Investment Distributors, Inc.
  Boston, MA
• 05/2025 → 10/2025
  Unemployed
  Boston, MA
• 11/2025 → Present
  Columbia Management Investment Advisers, Llc
  Boston, MA

Previous Registrations

• 2024-10-29 → 2025-04-21
  One Charles Private Wealth
  Hingham, MA
• 2019-09-23 → 2024-10-18
  Columbia Management Investment Advisers, Llc
  Boston, MA
• 2018-07-10 → 2019-08-01
  Morgan Stanley
  Boston, MA
• 2017-11-01 → 2018-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2017-10-31

Other Names

• Sean Carroll
• Sean Michael Carroll