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Berthel, Fisher & Company Financial Services, Inc. CRD 13609
$906M regulatory AUM 6 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bfc Planning, Inc. | Hideaway | TX | 10/2022 | Present |
| Berthel Fisher & Company Financial Services, Inc. | Hideaway | TX | 01/2016 | Present |
1. Childs Capital Group- Y- Hideaway, TX- DBA for securities business- Office Manager- 12/2018- 160- 160- Assist with clients and research. 2. Smart Alternatives LLC- N- Hideaway, TX- Member- 12/2018- 0- 0- LLC for tax planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-16 |
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