Hua Wei

Employer firm

Spring Ocean Capital LLC CRD 282737

$3.15M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Spring Ocean Capital Llc

160 W Orange Hill Cir, Chagrin Falls, OH 44022 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-06-20
TX	RA	APPROVED_RES	2016-09-12

OH RA
APPROVED

Since 2017-06-20
TX RA
APPROVED_RES

Since 2016-09-12

Branch Locations

Chagrin Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spring Ocean Capital Llc	Orange	OH	01/2016	Present
Spring Ocean Capital Llc	Miami	FL	01/2016	01/2017
Case Western University	Cleveland	OH	08/2017	11/2017

01/2016 → Present

Spring Ocean Capital Llc

Orange, OH
01/2016 → 01/2017

Spring Ocean Capital Llc

Miami, FL
08/2017 → 11/2017

Case Western University

Cleveland, OH

Other Businesses

From time to time, I will be available to consulting work related to computer programming, financial modeling. The consulting work is not investment-related. There is no set number of hours/month devote to the other business. The hour/month is expected to be minimal and will mostly during non-securities trading hours.