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Current Employers
Spring Ocean Capital Llc

160 W Orange Hill Cir, Chagrin Falls, OH 44022 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-06-20
TX RA APPROVED_RES 2016-09-12
  • OH RA
    APPROVED
    Since 2017-06-20
  • TX RA
    APPROVED_RES
    Since 2016-09-12

Branch Locations

Chagrin Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spring Ocean Capital Llc Orange OH 01/2016 Present
Spring Ocean Capital Llc Miami FL 01/2016 01/2017
Case Western University Cleveland OH 08/2017 11/2017
Other Businesses

From time to time, I will be available to consulting work related to computer programming, financial modeling. The consulting work is not investment-related. There is no set number of hours/month devote to the other business. The hour/month is expected to be minimal and will mostly during non-securities trading hours.

Designations

View on SEC IAPD

More in Chagrin Falls, OH

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