Timothy Riley Walsh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Rose Tax & Financial
  Cedar Crest, NM
• 08/2024 → 09/2025
  Avantax Advisory Services
  Cedar Crest, NM
• 01/2013 → 12/2023
  Tw Heatlhcare Llc
  Cedar Crest, NM
• 02/2015 → Present
  Rose Tax & Financial
  Cedar Crest, NM
• 02/2015 → Present
  Dba Airline Taxes
  Cedar Crest, NM
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-12-20 → 2025-09-05
  Avantax Advisory Services
  Cedar Crest, NM
  Dallas, TX

Other Businesses

1) ROSE TAX & FINANCIAL POSITION: Vice President NATURE: Rose Tax & Financial is a tax preparation and investment services business owned by my wife, Jennifer Rose (51%) and me (49%). We prepare primarily individual 1040 tax returns and Jennifer provides financial services via her "strategic partnership" with Comprehensive Financial Services/Galo Medina. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 02/15/2015 ADDRESS: 8 Pinon Ave, Cedar Crest NM 87008, United States DESCRIPTION: Since Rose Tax & Financial is owned and operated by Jennifer Rose and me, we have many duties. My primary duties involve: (1) tax return review and preparation, (2) client communication, technical support for our office, staff and clients, (3) keeping the data breach response plan per IRS compliance (4) client paystub calculations and tax scenario projections, and (5) preparation of 1040 amendments, and (6) IRS or state revenue department letter responses. 2) DBA AIRLINE TAXES POSITION: Vice President NATURE: Airline Taxes was a business name that my wife, Jennifer Rose, used prior to utilizing the broader business name Rose Tax & Financial. Airline Taxes is still used as a DBA for marketing purposes. We maintain a website, www.airlinetaxes.comAirline Taxes is not a business entity, nor an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 02/15/2015 ADDRESS: 8 Pinon Ave, Cedar Crest NM 87008, United States DESCRIPTION: Since Airline Taxes is a DBA of Rose Tax & Financial, my duties are the same.My primary duties involve: (1) tax return review and preparation, (2) client communication, technical support for our office, staff andclients, (3) keeping the data breach response plan per IRS compliance (4) client paystub calculations and tax scenarioprojections, and (5) preparation of 1040 amendments, and (6) IRS or state revenue department letter responses.?

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-19

Other Names

• Tim Walsh