Graham Garrett Hemelt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Lpl Financial Llc
  Mandeville, LA

Previous Registrations

• 2012-02-07 → 2012-04-19
  Hancock Whitney Investment Services Inc.
  Covington, LA
  Covington, LA
  Covington, LA
  Covington, LA
• 2009-02-13 → 2012-02-13
  Cetera Investment Services Llc
  New Orleans, LA
  Metairie, LA
  Covington, LA
  Covington, LA
• 2005-04-01 → 2009-03-11
  Lpl Financial Llc
  Metairie, LA
  Metairie, LA
  Metairie, LA
  New Orleans, LA
  Kenner, LA
  Mandeville, LA
  Mandeville, LA

Other Businesses

(1) 10/01/2014 - HEMELT WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 40 HOURS PER MONTH - COVINGTON, LA. (2) 10/31/2022 - Galbreath Wealth Management , L.L.C. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/14/2022 - 50 Hours Per Month/3 Hours During Securities Trading. (3) 11/04/2022 - Coastal Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/18/2022 - 140 Hours Per Month/6 Hours During Securities Trading. (4) 11/09/2022 - Pavik Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/18/2022 - 50 Hours Per Month/3 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-05
• S63 Uniform Securities Agent State Law Examination
  1998-10-08