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D Kenton Lawler

Ameriprise Financial Services, LLC

Fairfax, VA

Washington, DC

CRD 6605839

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-08-02
VA RA APPROVED 2019-07-10
TX RA APPROVED_RES 2019-01-04
NV RA APPROVED 2016-06-15
  • DC RA
    APPROVED
    Since 2021-08-02
  • VA RA
    APPROVED
    Since 2019-07-10
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • NV RA
    APPROVED
    Since 2016-06-15

Branch Locations

4100 Monument Corner Drive Suite 410, Fairfax, VA 22030 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fairfax VA 01/2016 03/2020
Ameriprise Financial Services, Llc Fairfax VA 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-16
S63 Uniform Securities Agent State Law Examination 2016-04-22
  • S65 Uniform Investment Adviser Law Examination
    2016-05-16
  • S63 Uniform Securities Agent State Law Examination
    2016-04-22

View on SEC IAPD

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