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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-16 |
| WA | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED_RES | 2020-09-28 |
| NV | RA | APPROVED | 2017-11-01 |
Branch Locations
2150 River Plaza Dr Ste 280, Sacramento, CA 95833 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Las Vegas | NV | 01/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 03/2020 | Present |
Business Ownership; VH Enterprise LLC; Co-owner; Real Estate; 21072 99th Ave S, , Kent, WA, 98031; Not Investment-Related; 05/02/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FISH2O; Insurance Specialist/AFA; Manage advisory business; 1080 Jordan Creek Pkwy, Ste 140N, West Des Moines, IA, 50266; Investment-Related; 10/02/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-06 |
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