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John Hwang

Principal Securities, Inc.

Marlton, NJ

CRD 4881101

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-17
  • NJ RA
    APPROVED
    Since 2026-02-17

Branch Locations

525 Route 73 N Ste 301, Marlton, NJ 08053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Marlton NJ 12/2025 Present
Principal Securities Inc Marlton NJ 01/2026 Present
Crescent Capital Group New York NY 01/2011 04/2019
Vibrant Capital (Formerly Known As Dfg Investment Advisers) New York NY 05/2019 03/2020
Barclay Cleaners Cherry Hill NJ 04/2020 05/2022
Canaras Capital New York NY 06/2022 01/2025
Job Searching, Unemployed New York NY 01/2025 05/2025
Gianni'S Group Noord 05/2025 01/2026
  • 12/2025 → Present
    Principal Life Insurance Co
    Marlton, NJ
  • 01/2026 → Present
    Marlton, NJ
  • 01/2011 → 04/2019
    Crescent Capital Group
    New York, NY
  • 05/2019 → 03/2020
    Vibrant Capital (Formerly Known As Dfg Investment Advisers)
    New York, NY
  • 04/2020 → 05/2022
    Barclay Cleaners
    Cherry Hill, NJ
  • 06/2022 → 01/2025
    Canaras Capital
    New York, NY
  • 01/2025 → 05/2025
    Job Searching, Unemployed
    New York, NY
  • 05/2025 → 01/2026
    Gianni'S Group
    Noord
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-14
S63 Uniform Securities Agent State Law Examination 2006-09-26
  • S66 Uniform Combined State Law Examination
    2026-02-14
  • S63 Uniform Securities Agent State Law Examination
    2006-09-26
Other Names
  • John Hwang
  • John Joonsung Hwang
  • John J Hwang

View on SEC IAPD

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