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Nicholas Robert Andress

Morgan Stanley

Tampa, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-06
TX RA APPROVED 2024-08-02
  • FL RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-02

Branch Locations

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Minneapolis MN 01/2016 11/2023
American Enterprise Investment Services Inc. Minneapolis MN 11/2023 07/2024
Morgan Stanley Tampa FL 07/2024 Present
  • 01/2016 → 11/2023
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 11/2023 → 07/2024
    American Enterprise Investment Services Inc.
    Minneapolis, MN
  • 07/2024 → Present
    Morgan Stanley
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-11
  • S66 Uniform Combined State Law Examination
    2024-01-11
Other Names
  • Nicholas R Andress
  • Nick Andress

View on SEC IAPD

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