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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-18 |
| NC | RA | APPROVED | 2021-08-20 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Clinton | NC | 01/2016 | 11/2016 |
| Wells Fargo Bank An | Clinton | NC | 02/2013 | Present |
| Wells Fargo Clearing Services, Llc | Clinton | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-08 |
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