Nathan Javier Morales

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → Present
  Principal Life Insurance Company
  Grand Rapids, MI
• 06/2017 → Present
  Principal Securities Inc
  Grandville, MI
• 08/2013 → 06/2017
  Hope College
  Holland, MI
• 08/2016 → 01/2017
  Giordano's
  Holland, MI
• 05/2021 → 06/2023
  Watermark Investment Services
  Grandville, MI
• 06/2023 → Present
  Watermark Advisory Group Llc
  Grandville, MI

Other Businesses

***Outside Insurance; Investment Related; Grand Rapids, MI; Agent; Fixed LI, Health, Group, LTC, VA; Start Date: 11/30/2018; 5 hrs per month; 5 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-25
• S63 Uniform Securities Agent State Law Examination
  2017-07-14

Designations

• Certified Financial Planner