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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-14
TX RA APPROVED_RES 2025-05-14
  • NJ RA
    APPROVED
    Since 2025-05-14
  • TX RA
    APPROVED_RES
    Since 2025-05-14

Branch Locations

1077 Route 46, Parsippany, NJ 07054 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

412 Pleasant Valley Way, West Orange, NJ 07052 • United States

51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Nutley NJ 01/2016 11/2016
Wells Fargo Bank, Na Nutley NJ 11/2014 03/2023
Wells Fargo Clearing Services, Llc Nutley NJ 11/2016 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 03/2023 05/2025
Bank Of America, N.A. Paramus NJ 05/2023 05/2025
Wells Fargo Clearing Services, Llc ( Summit NJ 05/2025 Present
Previous Registrations
Other Businesses

I*1269313 For profit or not for profit: Entity For Profit Name of outside business organization: NP Creations LLC Investment related: N Address of business: wayne, New Jersey, 07470 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/1/2018 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Photography / Photobooth business on nights and weekends outside of business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2016-07-11
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2016-07-11
Other Names
  • Priyank Rana
  • Priyank Pramod Rana

View on SEC IAPD

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