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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-14 |
| TX | RA | APPROVED_RES | 2025-05-14 |
Branch Locations
1077 Route 46, Parsippany, NJ 07054 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
412 Pleasant Valley Way, West Orange, NJ 07052 • United States
51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Nutley | NJ | 01/2016 | 11/2016 |
| Wells Fargo Bank, Na | Nutley | NJ | 11/2014 | 03/2023 |
| Wells Fargo Clearing Services, Llc | Nutley | NJ | 11/2016 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 03/2023 | 05/2025 |
| Bank Of America, N.A. | Paramus | NJ | 05/2023 | 05/2025 |
| Wells Fargo Clearing Services, Llc ( | Summit | NJ | 05/2025 | Present |
I*1269313 For profit or not for profit: Entity For Profit Name of outside business organization: NP Creations LLC Investment related: N Address of business: wayne, New Jersey, 07470 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/1/2018 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Photography / Photobooth business on nights and weekends outside of business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-11 |
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