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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-10
TX RA APPROVED 2023-02-10
  • OH RA
    APPROVED
    Since 2023-02-10
  • TX RA
    APPROVED
    Since 2023-02-10

Branch Locations

750 Graham Road, Cuyahoga Falls, OH 44221 • United States

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2016 06/2020
Equitable Advisors, Llc New York NY 06/2016 02/2023
Private Client Services Cuyahoga Falls OH 02/2023 05/2024
Rfg Advisory, Llc Dba Paramount Financial Planning Cuyahoga Falls OH 02/2023 Present
  • 06/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2016 → 02/2023
    New York, NY
  • 02/2023 → 05/2024
    Private Client Services
    Cuyahoga Falls, OH
  • 02/2023 → Present
    Rfg Advisory, Llc Dba Paramount Financial Planning
    Cuyahoga Falls, OH
Previous Registrations
Other Businesses

1) Fishel Enterprises LLC. 326 Goodhue Drive, Akron, OH 44313. Real estate, investment properties, rentals and flips. Owner/operator. 0 hrs/mo; 2) Paramount Financial Planning, LLC. 750 Graham Road, Cuyahoga Falls, OH 44221. Financial planning/investment firm. Partner. 160 hrs/mo; 160 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-27
  • S66 Uniform Combined State Law Examination
    2017-08-27
Designations

View on SEC IAPD

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