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Xinxin Guan

Citigroup Global Markets Inc.

Los Angeles, CA

Mountain View, CA

Sunnyvale, CA

Palo Alto, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-02
  • CA RA
    APPROVED
    Since 2020-05-02

Branch Locations

Citi Wealth Management, Sales 300 South Grand Avenue, Fl 31, Los Angeles, CA 90071 • United States

Citi Retail Banking 608 San Antonio Road, Mountain View, CA 94040 • United States

Cwm Retail, Sales 1303 South Mary Avenue, Sunnyvale, CA 94087 • United States

Palo Alto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank Sunnyvale CA 11/2014 11/2016
U.S. Bancorp Investments, Inc. Sunnyvale CA 01/2016 11/2016
Citigroup Cupertino CA 12/2016 Present
  • 11/2014 → 11/2016
    Us Bank
    Sunnyvale, CA
  • 01/2016 → 11/2016
    U.S. Bancorp Investments, Inc.
    Sunnyvale, CA
  • 12/2016 → Present
    Citigroup
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-02
S63 Uniform Securities Agent State Law Examination 2016-04-19
  • S65 Uniform Investment Adviser Law Examination
    2020-05-02
  • S63 Uniform Securities Agent State Law Examination
    2016-04-19

View on SEC IAPD

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