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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-05-26 |
Branch Locations
3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Lafayette | CA | 01/2016 | 11/2016 |
| Wells Fargo Bank Na | Danville | CA | 12/2015 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Danville | CA | 11/2016 | 05/2021 |
| Charles Schwab & Co., Inc. | San Ramon | CA | 05/2021 | Present |
| Charles Schwab Bank, Ssb | San Ramon | CA | 05/2021 | Present |
1) The Pappu-Gangalvoi Family Trust|Investment Related: No|129 camella st , liberty hill, Texas, 78642, usa|Real Estate (Non-Agent/Broker)|owner |6/13/2021|Less than 20 hour/month - 0 during trading hours|landlord along with my husband for property owned for rent. 2) TRivalley kannada sangha|Investment Related:No|3163 ashbrook ln;san ramon;ca;94583;usa|Nonprofit Charitable Organizations|Vice president |2025-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|vice president will work closely with president to assist the president ,in absence of president vice president is in charge of executive committee in leadership role, conducting monthly meetings, planning events, dealing with any emergency situations 3) Tri valley Kannada Sangha|Investment Related:No|3163 ashbrook lane;San Ramon;CA;94582;USA|Nonprofit Charitable Organizations|Board member|2024-05-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|to maintain by-laws and articulate the vision and mission of organization
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-22 |
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