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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-26
  • CA RA
    APPROVED
    Since 2021-05-26

Branch Locations

3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Lafayette CA 01/2016 11/2016
Wells Fargo Bank Na Danville CA 12/2015 05/2021
Wells Fargo Clearing Services, Llc Danville CA 11/2016 05/2021
Charles Schwab & Co., Inc. San Ramon CA 05/2021 Present
Charles Schwab Bank, Ssb San Ramon CA 05/2021 Present
  • 01/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Lafayette, CA
  • 12/2015 → 05/2021
    Wells Fargo Bank Na
    Danville, CA
  • 11/2016 → 05/2021
    Danville, CA
  • 05/2021 → Present
    San Ramon, CA
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    San Ramon, CA
Previous Registrations
Other Businesses

1) The Pappu-Gangalvoi Family Trust|Investment Related: No|129 camella st , liberty hill, Texas, 78642, usa|Real Estate (Non-Agent/Broker)|owner |6/13/2021|Less than 20 hour/month - 0 during trading hours|landlord along with my husband for property owned for rent. 2) TRivalley kannada sangha|Investment Related:No|3163 ashbrook ln;san ramon;ca;94583;usa|Nonprofit Charitable Organizations|Vice president |2025-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|vice president will work closely with president to assist the president ,in absence of president vice president is in charge of executive committee in leadership role, conducting monthly meetings, planning events, dealing with any emergency situations 3) Tri valley Kannada Sangha|Investment Related:No|3163 ashbrook lane;San Ramon;CA;94582;USA|Nonprofit Charitable Organizations|Board member|2024-05-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|to maintain by-laws and articulate the vision and mission of organization

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-17
S63 Uniform Securities Agent State Law Examination 2017-02-22
  • S65 Uniform Investment Adviser Law Examination
    2021-01-17
  • S63 Uniform Securities Agent State Law Examination
    2017-02-22
Other Names
  • Raj Gangalvoi
  • Rajani Gangalvoi Pappu

View on SEC IAPD

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