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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-12 |
| TX | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Redwood City | CA | 10/2012 | 04/2017 |
| Rozita Rahaei | San Carlos | CA | 04/2015 | 05/2017 |
| Jpmorgan Securities Llc | Redwood City | CA | 04/2017 | 06/2020 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 04/2017 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-23 |
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