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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-12
TX RA APPROVED 2025-08-12
  • CA RA
    APPROVED
    Since 2025-08-12
  • TX RA
    APPROVED
    Since 2025-08-12

Branch Locations

One Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Redwood City CA 10/2012 04/2017
Rozita Rahaei San Carlos CA 04/2015 05/2017
Jpmorgan Securities Llc Redwood City CA 04/2017 06/2020
Jpmorgan Chase Bank, N.A. San Francisco CA 04/2017 Present
J.P. Morgan Securities Llc San Francisco CA 10/2024 Present
  • 10/2012 → 04/2017
    Wells Fargo Bank, Na
    Redwood City, CA
  • 04/2015 → 05/2017
    Rozita Rahaei
    San Carlos, CA
  • 04/2017 → 06/2020
    Jpmorgan Securities Llc
    Redwood City, CA
  • 04/2017 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 10/2024 → Present
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-12
S63 Uniform Securities Agent State Law Examination 2017-06-23
  • S66 Uniform Combined State Law Examination
    2025-08-12
  • S63 Uniform Securities Agent State Law Examination
    2017-06-23

View on SEC IAPD

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