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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 07/2016 | 09/2020 |
| Charles Schwab Bank | Westlake | TX | 06/2017 | 09/2020 |
| Fisher Investments | Plano | TX | 10/2020 | 08/2021 |
| Charles Schwab & Co., Inc. | Westlake | TX | 08/2021 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 08/2021 | Present |
1) Uddin Capital LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|10/1/2022|Less than 20|0|Entity involved in holding any real estate properties I acquire in the future.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-16 |
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