Luis Abreu

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-09
NJ	RA	APPROVED	2023-03-22

TX RA
APPROVED_RES

Since 2023-08-09
NJ RA
APPROVED

Since 2023-03-22

Branch Locations

250 Pehle Avenue Suite 307, Park 80 West - Plaza One, 3Rd Flr,, Saddle Brook, NJ 07663 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Lee	NJ	01/2016	01/2023
Bank Of America, N.A.	Fort Lee	NJ	11/2016	01/2023
Oppenheimer & Co. Inc.	Saddle Brook	NJ	03/2023	Present

01/2016 → 01/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lee, NJ
11/2016 → 01/2023

Bank Of America, N.A.

Fort Lee, NJ
03/2023 → Present

Oppenheimer & Co. Inc.

Saddle Brook, NJ

Previous Registrations

2016-07-25 → 2023-02-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lee, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-15

S66 Uniform Combined State Law Examination

2016-07-15

Designations

Certified Financial Planner

View on SEC IAPD