Andrew J Small

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2025-03-31
NH	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

Kittery Point, ME • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portsmouth	NH	01/2016	03/2019
Bank Of America, N.A.	Portsmouth	NH	07/2016	03/2019
Raymond James Financial Services, Inc	Portsmouth	NH	03/2019	03/2020
Steward Partners Global Advisory	Portsmouth	NH	03/2019	03/2020
Steward Partners Investment Advisory, Llc	New York	NY	03/2019	03/2020
Fidelity Investments	Merrimack	NH	06/2020	Present
Unemployed	Portsmouth	NH	03/2020	06/2020
Fidelity Investments	Boston	MA	03/2025	Present

01/2016 → 03/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portsmouth, NH
07/2016 → 03/2019

Bank Of America, N.A.

Portsmouth, NH
03/2019 → 03/2020

Raymond James Financial Services, Inc

Portsmouth, NH
03/2019 → 03/2020

Steward Partners Global Advisory

Portsmouth, NH
03/2019 → 03/2020

Steward Partners Investment Advisory, Llc

New York, NY
06/2020 → Present

Fidelity Investments

Merrimack, NH
03/2020 → 06/2020

Unemployed

Portsmouth, NH
03/2025 → Present

Fidelity Investments

Boston, MA

2020-08-19 → 2025-03-31

Fidelity Personal And Workplace Advisors

Merrimack, NH
2019-03-21 → 2020-05-04

Steward Partners Investment Advisory, Llc

Portsmouth, NH

Stamford, CT
2016-05-16 → 2019-03-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dover, NH

Portsmouth, NH

Dover, NH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-12

Other Firms