Stephen Matthew Moser

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 07/2019
  Massachusetts Mutual Life Insurance Co
  Brentwood, TN
• 03/2016 → 07/2019
  Mml Investors Services, Llc
  Brentwood, TN
• 07/2019 → Present
  Cambridge Investment Research
  Fairfield, IA
• 07/2019 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2017-01-13 → 2019-07-30
  Mml Investors Services, Llc
  Brentwood, TN

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) STEPHEN "MATT" MOSER, 112 WESTWOOD PLACE, STE 160, BRENTWOOD, TN, 08/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 160 HR/MO, 160 HR/MO TRADING. 3) CAPITAL WEALTH ADVISOR, LLC, 112 WESTWOOD PLACE, S160, BRENTWOOD, TN, 08/2019, DBA, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-12

Other Names

• Matt Moser