Dan Paul Augustine

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 04/2023
  Peoples Wealth Management
  Wausau, WI
• 12/2008 → 04/2023
  Commonwealth Financial Network
  Waltham, MA
• 04/2023 → Present
  Ameriprise Financial Services, Llc
  Wausau, WI

Previous Registrations

• 2008-12-12 → 2023-04-21
  Commonwealth Financial Network
  Wausau, WI
  Eagle River, WI
  Minocqua, WI
  Wausau, WI
  Wausau, WI
  Weston, WI
  Marathon, WI
  Rhinelander, WI
  Rhinelander, WI
  Eagle River, WI
  West Allis, WI
  Waukesha, WI
• 2007-12-11 → 2008-12-22
  Valic Financial Advisors, Inc.
  Chicago, IL

Other Businesses

Outside Employment; IncredibleBank; Financial Advisor; Financial Advisor at IncredibleBank; 327 N 17th Ave, , Wausau, WI, 54401; Investment-Related; 04/21/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-10
• S63 Uniform Securities Agent State Law Examination
  2005-03-10

Other Names

• Dan Augustine
• Daniel Paul Augustine
• Daniel P Augustine
• Dan P Augustine