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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-28 |
Branch Locations
2550 Gray Falls Dr Ste# 395, Houston, TX 77077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2016 | Present |
| Me Studio | Los Angeles | CA | 01/2012 | 06/2018 |
| All Care Home Health Provider | Glendale | CA | 09/2016 | 06/2018 |
| World Financial Group, Inc. | Houston | TX | 02/2014 | Present |
| Waxen Moore | Los Angeles | CA | 11/2017 | 06/2018 |
| The Massage Plus Company | Pasadena | CA | 08/2018 | 03/2022 |
| Hwen Studio | Los Angeles | CA | 01/2018 | 03/2022 |
| Vision De Prisma Corp. | Orlando | FL | 06/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. VISION DE PRISMA CORP. POSITION: President NATURE: pass through entity from WFG/TFA income INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 06/07/2023 ADDRESS: 2295 S.Hiawassee rd., ste#100B, Orlando FL 32835, United States DESCRIPTION: Communicate and conduct business with clients, and once I receive the commission, then I transfer the commission to this OBA account. This OBA account is only a legal entity for tax filing purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-01 |
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