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5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-26 |
| MO | RA | APPROVED | 2018-12-14 |
| KS | RA | APPROVED | 2018-01-02 |
Branch Locations
5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed | Independence | MO | 02/2016 | 12/2016 |
| Various Insurance Carriers For W&R Insurance Agencies | Lees Summit | MO | 05/2016 | 12/2016 |
| Lpl Financial, Llc | Kansas City | MO | 01/2017 | Present |
| V Wealth Advisors Llc | Overland Park | KS | 01/2017 | 01/2018 |
| Pcg Wealth Advisors, Llc (Dba: Pcg Wealth Management) | Kansas City | MO | 01/2018 | Present |
1. 01/05/2017 - SOVEREIGN LLC/ REAL ESTATE RENTAL/ 0%/ OVERLAND PARK, KS 2. 12/4/2017 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 10 Hours Per Month During Securities Trading. 3. 01/16/2018 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/01/2018 - 15 Hours Per Month / 5 Hours During Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/16/2018 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/01/2018 - 30 Hours Per Month / 30 Hours During Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 8/17/2018 - PCG Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/02/2018 - 3 Hours Per Month/3 Hours During Securities Trading - TERM, WHOLE LIFE, FIXED, FIXED ANNUITIES, UNIVERSAL LIFE. 6. 12/29/2020 - The Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/16/2020 - 5 Hours Per Month During Securities Trading. 7. 12/23/2022 - No Business Name - Not Investment Related - Home Based - Other - Professional Golf - Start Date - 12/13/2022 - 120 Hours Per Month/3 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-30 |
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