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Current Employers
Pcg Wealth Management

5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
MO RA APPROVED 2018-12-14
KS RA APPROVED 2018-01-02
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • MO RA
    APPROVED
    Since 2018-12-14
  • KS RA
    APPROVED
    Since 2018-01-02

Branch Locations

5700 W. 112Th Street, Suite 120, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Independence MO 02/2016 12/2016
Various Insurance Carriers For W&R Insurance Agencies Lees Summit MO 05/2016 12/2016
Lpl Financial, Llc Kansas City MO 01/2017 Present
V Wealth Advisors Llc Overland Park KS 01/2017 01/2018
Pcg Wealth Advisors, Llc (Dba: Pcg Wealth Management) Kansas City MO 01/2018 Present
  • 02/2016 → 12/2016
    Waddell & Reed
    Independence, MO
  • 05/2016 → 12/2016
    Various Insurance Carriers For W&R Insurance Agencies
    Lees Summit, MO
  • 01/2017 → Present
    Lpl Financial, Llc
    Kansas City, MO
  • 01/2017 → 01/2018
    V Wealth Advisors Llc
    Overland Park, KS
  • 01/2018 → Present
    Pcg Wealth Advisors, Llc (Dba: Pcg Wealth Management)
    Kansas City, MO
Previous Registrations
  • 2017-01-05 → 2017-12-31
    V Wealth Advisors Llc
    Kansas City, MO
    Overland Park, KS
  • 2016-05-02 → 2017-01-06
    Waddell & Reed
    Kansas City, MO
    Independence, MO
Other Businesses

1. 01/05/2017 - SOVEREIGN LLC/ REAL ESTATE RENTAL/ 0%/ OVERLAND PARK, KS 2. 12/4/2017 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 10 Hours Per Month During Securities Trading. 3. 01/16/2018 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/01/2018 - 15 Hours Per Month / 5 Hours During Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/16/2018 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/01/2018 - 30 Hours Per Month / 30 Hours During Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 8/17/2018 - PCG Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/02/2018 - 3 Hours Per Month/3 Hours During Securities Trading - TERM, WHOLE LIFE, FIXED, FIXED ANNUITIES, UNIVERSAL LIFE. 6. 12/29/2020 - The Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/16/2020 - 5 Hours Per Month During Securities Trading. 7. 12/23/2022 - No Business Name - Not Investment Related - Home Based - Other - Professional Golf - Start Date - 12/13/2022 - 120 Hours Per Month/3 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-30
  • S66 Uniform Combined State Law Examination
    2016-04-30

View on SEC IAPD

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