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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-06 |
| CA | RA | APPROVED | 2021-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Fresno | CA | 01/2016 | Present |
| Nylife Securities Llc. | Fresno | CA | 08/2016 | Present |
| Falcon Financial And Insurance Solutions, Inc. | Fresno | CA | 04/2019 | Present |
| Eagle Strategies Llc | Fresno | CA | 05/2021 | Present |
[OPERATING UNDER THE DBA NAME OF FALCON FINANCIAL AND INSURANCE SOLUTIONS, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; FRESNO, CA; START DATE: 04/2019] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;PO Box 189, White Salmon, WA 98672; Start Date 04/2019; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Triumph Volleyball Academy; Volleyball program supporting young female athletes; 7177 Rd 29 1/2, Madera, CA 93637; Start Date 11/2023; Role/Title: Coach; Not Investment Related; 16 hours per month; 0 hours per month during securities trading hours][Bottom Line Group, LLC; passive investor in the real estate projects they build.; 6781 N Palm Ave Suite 100, Fresno, CA 93704; Start Date 10/2024; Role/Title: Investor; Investment Related; 5 hours per month; 0 hours per month during securities trading hours][Personal Loan; Made a personal loan to an individual over a 3 month period with a promissory note.; 583 W Lake St Kingsburg, CA 93631; Start Date 06/2025; Role/Title: Private loan; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-05 |
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