Andrew M Focht

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Usa Financial Securities
  Ada, MI
• 01/2019 → 01/2020
  Securities America, Inc.
  Villisca, IA
• 01/2019 → 01/2020
  Securities America Advisors
  Villisca, IA
• 01/2020 → Present
  Lpl Financial Llc
  Villisca, IA

Previous Registrations

• 2019-01-15 → 2020-01-15
  Securities America Advisors, Inc.
  Villisca, IA
• 2016-05-23 → 2018-11-29
  Usa Financial Securities Llc
  Omaha, NE
  Maryville, MO
  Shenandoah, IA
  Ada, MI
  Red Oak, IA
  Bellevue, NE

Other Businesses

1)1/15/2020- Non-Variable Insurance- Agent for Life, LTC, fixed annuities- Inv. Related- Villisca, IA - start date 1/2019- 20hrs/mth - 5% 2)1/15/2020- Villisca Fire Fighter / Outside employment - Non-Inv. Related- Villisca, IA- 1hr/mth- 1% 3)1/15/2020- Famer- Non-Inv. Related- Villisca, IA - start date 3/1/2007- 100hrs/mth - 50%

Exams

• S66 Uniform Combined State Law Examination
  2016-05-12