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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-17 |
| IL | RA | APPROVED | 2025-10-13 |
Branch Locations
2655 Warrenville Road, Ste 110, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments, Llc. | Chicago | IL | 01/2016 | 01/2017 |
| Raymond James Financial Services, Inc. | Glenview | IL | 01/2017 | 09/2025 |
| Clear Track Financial Advisors / Dba | Glenview | IL | 01/2017 | 09/2025 |
| Raymond James Financial Services Advisors Inc. | Glenview | IL | 08/2017 | 09/2025 |
| Lpl Financial | Downers Grove | IL | 10/2025 | Present |
1)10/01/2025 - Notary - State of IL - Inv Rel - Start: 01/2019 2)10/01/2025 - HighPoint Planning Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)10/01/2025 - RJB Financial, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 09/2025 4) 10/13/2025- HighPoint Planning Partners-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/13/2025- 160 Hours Per Month- 160 Hours During Trading 5) 10/13/2025- Notary Public- Notary- INV Related- At Reported Business Location(s)- Start date 01/24/2019 6) 10/13/2025- RJB Financial, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 09/29/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-07 |
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