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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-14 |
| TX | RA | APPROVED | 2025-05-14 |
Branch Locations
Parkersburg, IA • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Insurance | Parkersburg | IA | 01/2016 | 09/2016 |
| State Farm Vp Management Corp. | Parkersburg | IA | 01/2016 | 09/2016 |
| State Farm Vp Management Corp. | Waterloo | IA | 09/2016 | 02/2018 |
| Tim Joyner Insurance Agency | Waterloo | IA | 09/2016 | 02/2018 |
| Edward Jones | Saint Louis | MO | 02/2018 | 04/2025 |
| Fisher Investments | Plano | TX | 05/2025 | Present |
2 other businesses: 1. Self-proprietorship (unnamed) buying and selling rare coins out of my home. The business is NOT investment-related. The address is 608 4th St, Parkersburg, IA 50665. I own the business as the owner. The business started in January 2012. I devote approximately 1 hour per month on the business. I spend zero hours during securities trading hours. My duties including buying and selling coins and mailing sold coins. 2. Self-proprietorship (unnamed) is I own a rental home that I rent to a renter. The business is NOT investment-related. The business address is 608 4th St, Parkersburg, IA 50665. I own the business as the owner. The rental property business started in May 2025. I devote approximately 1 hour per month on the business. I spend zero hours during securities trading hours. Duties include maintenance of the property and collecting rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-01 |
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