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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-14
  • TX RA
    APPROVED
    Since 2012-06-14

Branch Locations

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Prosper, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Coppell TX 12/2011 Present
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Dallas TX 06/2012 Present
  • 12/2011 → Present
    Lpl Financial Llc
    Coppell, TX
  • 06/2012 → Present
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Dallas, TX
Previous Registrations
  • 2007-03-02 → 2011-12-23
    Dallas, TX
    Farmers Branch, TX
    Plano, TX
Other Businesses

1. 08/08/2012: CSB Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 10/2/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/2/2019 - Advisor Resource Council - DBA: (Hybrid) CSB Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 2005-01-14
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    2005-01-14

View on SEC IAPD

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