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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2016 | 02/2017 |
| Erie Bank | Erie | PA | 02/2017 | 10/2021 |
| Securities America Advisors, Inc. | Erie | PA | 03/2017 | 10/2021 |
| Securities America, Inc. | Erie | PA | 03/2017 | 12/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2025 | Present |
| First National Bank Of Pa | Erie | PA | 10/2025 | Present |
| First National Bank | Erie | PA | 01/2022 | Present |
| Cetera Investment Advisers Llc | Erie | PA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-25 |
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