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David Ulrich Sullivan

Focus Partners Wealth, LLC

Boston, MA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-08-16
  • MA RA
    APPROVED
    Since 2022-08-16

Branch Locations

One Boston Place, 11Th Floor 201 Washington Street, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 01/2016 12/2017
Fidelity Brokerage Services Llc Burlington MA 01/2018 07/2018
Citizens Securities, Inc. Cambridge MA 07/2018 03/2019
Ballentine Partners Llc Waltham MA 04/2019 03/2022
The Colony Group, Llc Boston MA 03/2022 Present
  • 01/2016 → 12/2017
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 01/2018 → 07/2018
    Fidelity Brokerage Services Llc
    Burlington, MA
  • 07/2018 → 03/2019
    Citizens Securities, Inc.
    Cambridge, MA
  • 04/2019 → 03/2022
    Ballentine Partners Llc
    Waltham, MA
  • 03/2022 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-10
S63 Uniform Securities Agent State Law Examination 2016-02-29
  • S65 Uniform Investment Adviser Law Examination
    2018-08-10
  • S63 Uniform Securities Agent State Law Examination
    2016-02-29
Designations

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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