David Ulrich Sullivan

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2017
  Fidelity Brokerage Services Llc
  Merrimack, NH
• 01/2018 → 07/2018
  Fidelity Brokerage Services Llc
  Burlington, MA
• 07/2018 → 03/2019
  Citizens Securities, Inc.
  Cambridge, MA
• 04/2019 → 03/2022
  Ballentine Partners Llc
  Waltham, MA
• 03/2022 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2019-04-08 → 2022-03-04
  Ballentine Partners
  Waltham, MA
• 2018-08-13 → 2019-04-01
  Citizens Securities, Inc.
  Boston, MA
  Medford, MA
  Paoli, PA
  Exton, PA
  Lititz, PA
  Cambridge, MA
  Cambridge, MA
  Boston, MA
  Burlington, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-10
• S63 Uniform Securities Agent State Law Examination
  2016-02-29

Designations

• Certified Financial Planner