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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-10-03
TX RA APPROVED 2022-10-03
  • AR RA
    APPROVED
    Since 2022-10-03
  • TX RA
    APPROVED
    Since 2022-10-03

Branch Locations

900 S Shackleford Rd Ste 605, Little Rock, AR 72211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genwealth Financial Advisors, Llc Little Rock AR 01/2016 09/2022
Lpl Financial, Llc Little Rock AR 01/2016 Present
Independent Advisor Alliance Charlotte NC 09/2022 Present
  • 01/2016 → 09/2022
    Genwealth Financial Advisors, Llc
    Little Rock, AR
  • 01/2016 → Present
    Lpl Financial, Llc
    Little Rock, AR
  • 09/2022 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
  • 2016-11-08 → 2022-12-14
    Genwealth Financial Advisors, Llc
    Bryant, AR
    Bryant, AR
Other Businesses

1. 6/23/2016 - GENWEALTH FINANCIAL ADVISORS - Investment Related - Bryant, AR 72022 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 160 Hours Per Month/7 Hours During Trading 2. 11/01/2016 - GenWealth Financial Advisors - Investment Related - Bryant, AR 72022 - Registered Investment Advisor - 160 Hours Per Month/7 Hours During Trading 3. 2/27/2017 - GenWealth Insurance Services LLC - Investment Related - Bryant, AR 72022 - Non-Variable Insurance - Agent - Started 02/17/2017 - 10 Hours Per Month During Securities Trading - Fixed insurance. 4. 3/2/2017 - AdvisorOnline (powered by GenWealth) - Investment Related - Bryant, AR 72022 - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 5 Hours Per Month During Securities Trading. 5. 11/28/2018 - No Business Name - Not Investment Related - Home Based - Other-Emcee - Started 10/02/2018 - 0 Hours Per Month. 6. 1/24/2020 - Momentum Media - Not Investment Related - 612 West Commerce St., Suite 2 Bryant AR 72022 - Other-Business Owner - Co-owner - Started 12/18/2018 - 5 Hours Per Month During Securities Trading. 7. 09/13/2023 - Next Adventure Properties, LLC - Investment Related - Real Estate Rental - Austin, AR 72007 - Start Date: 09/12/2023 - 10 Hours Per Month/0 Hours During Trading 8. 01/29/2025- Sage Insurance Partners- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/28/2025- 4 Hours Per Month- 4 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-31
  • S66 Uniform Combined State Law Examination
    2016-08-31

View on SEC IAPD

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