Benjamin Ross Howell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 10/2023
  D.A. Davidson & Co.
  Lake Oswego, OR
• 10/2023 → Present
  Lpl Financial Llc
  Tigard, OR

Previous Registrations

• 2015-05-22 → 2023-10-30
  D.A. Davidson & Co.
  Lake Oswego, OR
• 2009-06-01 → 2015-05-28
  Morgan Stanley
  Portland, OR
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Portland, OR
• 2005-08-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Portland, OR
  Portland, OR

Other Businesses

1) 10/12/2023 - BE Infinite Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 10/12/2023 - REAL ESTATE RENTAL - OR 97062 - owner - Non investment related - Start date: 7/15/2022.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-08
• S63 Uniform Securities Agent State Law Examination
  2002-07-05