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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-08
IN RA APPROVED 2026-01-09
TX RA APPROVED 2026-01-09
  • FL RA
    APPROVED
    Since 2026-05-08
  • IN RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-09

Branch Locations

1117 N Butler Ave, Marion, IN 46952-2434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2016 01/2026
Ameriprise Financial Services, Llc Marion IN 01/2026 Present
Previous Registrations
  • 2016-06-24 → 2026-01-12
    Frankfort, IN
    Marion, IN
    St Louis, MO
    Marion, IN
    Marion, IN
Other Businesses

Business Ownership; Veritas Holdings LLC; Owner; Manage Ameriprise Business; 1117 N Butler Ave, , Marion, IN, 46952; Investment-Related; 01/08/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Veritas Holdings LLC; Owner; Manage advisory business; 1117 N Butler Ave, , Marion, IN, 46952; Investment-Related; 01/08/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Rent of Office Space; I am renting office space from an individual who was not an Ameriprise client when I started with Ameriprise. I started renting on 1/9/2026. However, the individual has become an Ameriprise client. My relationship with this individual goes back about 25 years and predates my client relationship with him.; 1117 N Butler Ave, , Marion, IN, 46952; Not Investment-Related; 01/09/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-12
  • S66 Uniform Combined State Law Examination
    2016-05-12
Other Names
  • James R Womack
  • James Roscoe Womack
  • James R Womack
  • James Womack
  • James Womack
  • Jim Roscoe Womack
  • Jim R Womack
  • Jim Womack
  • Jim Roscoe Womack
  • Jim R Womack
  • Jim Womack

View on SEC IAPD

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