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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-03-26
  • NC RA
    APPROVED
    Since 2018-03-26

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 10/2016 Present
Merrill Lynch New York NY 06/2016 10/2016
Student Summerfield NC 08/1999 05/2016
  • 10/2016 → Present
    Charlotte, NC
  • 06/2016 → 10/2016
    Merrill Lynch
    New York, NY
  • 08/1999 → 05/2016
    Student
    Summerfield, NC
Other Businesses

JMcLaughlin / 1977 was a banner year for American ingenuity. George Lucas premiered Star Wars, Steven Jobs incorporated Apple, Ted Turner's boat Courageous swept the America's Cup and brothers Kevin and Jay McLaughlin opened their first shop selling classic clothes with current relevance. Their collections, whose sunny palette and cheeky details, include ready to wear and accessories for men and women. / 6815 Phillips Place Ct / Charlotte / / United States / 28210 / / I will be in a sales role, folding clothes, helping guests find clothes throughout the store / No Active / USD / 12 / / No / No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-26
  • S66 Uniform Combined State Law Examination
    2018-03-26
Other Names
  • Taylor Lane Penzer

View on SEC IAPD

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