John Ahern Lockwood

Employer firm

Creative Planning Institutional Advisors, LLC CRD 126777

$37.5B regulatory AUM 1,732 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 03/2017
  Eaton Vance Distributors, Inc.
  Boston, MA
• 01/2016 → 03/2017
  Eaton Vance Management
  Boston, MA
• 04/2017 → 09/2019
  Invesco Us
  Boston, MA
• 09/2019 → 09/2023
  Sageview Advisory Group
  Boston, MA
• 11/2019 → 12/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2023 → Present
  Creative Planning Institutional Advisors, Llc
  Newport Beach, CA

Previous Registrations

• 2017-04-10 → 2019-09-11
  Invesco Advisers, Inc.
  Boston, MA
• 2016-10-18 → 2017-03-27
  Eaton Vance Management
  Boston, MA

Other Businesses

NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RIA POSITION/TITLE/RELATIONSHIP: RETIREMENT PLAN CONSULTING START DATE: 11/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: RETIREMENT PLAN CONSULTING

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-31
• S66 Uniform Combined State Law Examination
  2016-10-07