Joseph Batelli

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-28
IL	RA	APPROVED	2019-11-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Chipotle	Bloomington	IL	01/2017	08/2017
Foresters Financial	Lombard	IL	08/2017	09/2018
Foresters Financial Services,	Lombard	IL	08/2017	09/2018
Jpmorgan Chase Bank, N.A.	Wheaton	IL	10/2018	09/2019
J.P. Morgan Securities Llc	Wheaton	IL	10/2018	09/2019
Northwestern Mutual Investment Services, Llc	Downers Grove	IL	05/2015	02/2017
Morgan Stanley Smith Barney Llc	Barrington	IL	09/2019	Present
Morgan Stanley Private Bank, N.A.	New York	NY	09/2019	Present

01/2017 → 08/2017

Chipotle

Bloomington, IL
08/2017 → 09/2018

Foresters Financial

Lombard, IL
08/2017 → 09/2018

Foresters Financial Services,

Lombard, IL
10/2018 → 09/2019

Jpmorgan Chase Bank, N.A.

Wheaton, IL
10/2018 → 09/2019

J.P. Morgan Securities Llc

Wheaton, IL
05/2015 → 02/2017

Northwestern Mutual Investment Services, Llc

Downers Grove, IL
09/2019 → Present

Morgan Stanley Smith Barney Llc

Barrington, IL
09/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-11-25
S63	Uniform Securities Agent State Law Examination	2017-10-31