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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-16 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Latham | NY | 11/2016 | 02/2018 |
| New York Life Insurance Company | Latham | NY | 06/2016 | 02/2018 |
| Glenville Queen Family Restaurant | Glenville | NY | 02/2018 | 06/2020 |
| Adirondack Retirement Specialists | Queensbury | NY | 02/2019 | 11/2023 |
| American Portfolios Financial Services Inc | Queensbury | NY | 08/2019 | 11/2023 |
| Lpl Financial Llc | Queensbury | NY | 11/2023 | 06/2025 |
| Wealth Enhancement Group | Queensbury | NY | 11/2023 | Present |
| Wealth Enhancement Advisory Services | Queensbury | NY | 11/2023 | Present |
| Wealth Enhancement Brokerage Services | Queensbury | NY | 11/2023 | Present |
Notary - Investment related - Start date: 11/17/2023. Wealth Enhancement Advisory Services - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 11/15/2023 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-04 |
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