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Inactive

Randolph J. Chavez

Journey Advisory Group, LLC

Covington, KY

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Current Employers
Journey Advisory Group, Llc

50 E. Rivercenter Blvd Suite 301, Covington, KY 41011 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-03-12
  • KY RA
    APPROVED
    Since 2026-03-12

Branch Locations

50 E. Rivercenter Blvd Suite 301, Covington, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 10/2015 12/2021
Jpmorgan Chase Bank Na Cincinnati OH 01/2022 06/2025
Jpmorgan Securities Llc Cincinnati OH 01/2022 06/2025
Journey Advisory Group, Llc Covington KY 03/2026 Present
Unemployed Cincinnati OH 06/2025 03/2026
  • 10/2015 → 12/2021
    Fifth Third Securities
    Cincinnati, OH
  • 01/2022 → 06/2025
    Jpmorgan Chase Bank Na
    Cincinnati, OH
  • 01/2022 → 06/2025
    Jpmorgan Securities Llc
    Cincinnati, OH
  • 03/2026 → Present
    Journey Advisory Group, Llc
    Covington, KY
  • 06/2025 → 03/2026
    Unemployed
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-26
  • S66 Uniform Combined State Law Examination
    2016-04-26
Other Names
  • Chavez Randy
  • Randolph Havez
  • Randolph J Chavez
  • Randolph Joseph Chavez

View on SEC IAPD

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