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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-07
TX RA APPROVED 2024-03-12
WI RA APPROVED 2024-03-12
  • FL RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2024-03-12
  • WI RA
    APPROVED
    Since 2024-03-12

Branch Locations

8000 Excelsior Dr Ste 302, Madison West, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Madison WI 01/2016 03/2024
Baird Madison WI 03/2024 Present
Previous Registrations
Other Businesses

Endres Manufacturing Foundation Inc. / 802 S. Century Avenue Waunakee,WI 53597 / Foundation/ Other Charitable Foundation / The Foundation is the company's philanthropic arm, involved in the community to give back. Balanced giving providing resources to such things as education, technology, business, environmental issues, the arts & human services. / Other / Member of the Board for the Company Foundation / Review of charitable giving, involvment in non-profit organizations throughout the surrounding area. / Start Date 08/01/2017 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-26
  • S66 Uniform Combined State Law Examination
    2016-04-26
Other Names
  • Nicholas S Palm

View on SEC IAPD

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