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Caleb Krumsieg

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-02-25
  • IL RA
    APPROVED
    Since 2021-02-25

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 01/2021 Present
Wheaton College Wheaton IL 08/2014 05/2017
Waveland Property Group Inc. Wheaton IL 05/2017 02/2020
Dunton Commercial Llc Greenwood Village CO 02/2020 08/2020
Family First Life Wheaton IL 05/2020 01/2021
First Trust Advisors L.P. Wheaton IL 01/2021 Present
  • 01/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2014 → 05/2017
    Wheaton College
    Wheaton, IL
  • 05/2017 → 02/2020
    Waveland Property Group Inc.
    Wheaton, IL
  • 02/2020 → 08/2020
    Dunton Commercial Llc
    Greenwood Village, CO
  • 05/2020 → 01/2021
    Family First Life
    Wheaton, IL
  • 01/2021 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-08
  • S66 Uniform Combined State Law Examination
    2021-02-08

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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