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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-24
  • PA RA
    APPROVED
    Since 2023-08-24

Branch Locations

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitemarsh Valley Country Club Lafayette Hill PA 04/2007 05/2017
Pnc Bank Ambler PA 08/2016 06/2017
Pnc Investments Pittsburgh PA 08/2016 06/2017
Keybank Lansdale PA 06/2017 02/2021
Key Investment Services Llc Plymouth Meeting PA 06/2017 02/2021
Unemployed Warrengton PA 02/2021 11/2021
Lpl Financial Llc King Of Prussia PA 12/2021 Present
Independence Square Advisors King Of Prussia PA 11/2021 Present
  • 04/2007 → 05/2017
    Whitemarsh Valley Country Club
    Lafayette Hill, PA
  • 08/2016 → 06/2017
    Pnc Bank
    Ambler, PA
  • 08/2016 → 06/2017
    Pnc Investments
    Pittsburgh, PA
  • 06/2017 → 02/2021
    Keybank
    Lansdale, PA
  • 06/2017 → 02/2021
    Key Investment Services Llc
    Plymouth Meeting, PA
  • 02/2021 → 11/2021
    Unemployed
    Warrengton, PA
  • 12/2021 → Present
    Lpl Financial Llc
    King Of Prussia, PA
  • 11/2021 → Present
    Independence Square Advisors
    King Of Prussia, PA
Previous Registrations
Other Businesses

1- 12/14/2021 - USA Hockey League - Referee - Non-Inv Rel - Colorado Springs, CO - Start: 07/2021 - 12 Hrs/Mth - 8 Hrs During Trading. 2- 12/14/2021 - Independence Square Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3- 12/21/2021 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date: 11/2021 - 140 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to Independence Square Advisors, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 09/21/2023 - Independence Square Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/29/2021 - 160 Hours Per Month/ 160 Hours During Trading. 5- 09/10/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:09/15/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 6- 01/20/2026 - Independence Square Advisors - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/23/2025 - 160 hours per month/ 8 hours during trading 7- 04/30/2026 - Milanek Family Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/27/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-17
S63 Uniform Securities Agent State Law Examination 2016-05-04
  • S65 Uniform Investment Adviser Law Examination
    2023-08-17
  • S63 Uniform Securities Agent State Law Examination
    2016-05-04

View on SEC IAPD

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