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Arthur Michael Nisperos

Ameriprise Financial Services, LLC

Henderson, NV

Henderson, NV

Las Vegas, NV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-02
NV RA APPROVED 2016-05-26
  • TX RA
    APPROVED_RES
    Since 2025-04-02
  • NV RA
    APPROVED
    Since 2016-05-26

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

Henderson, NV • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 01/2016 03/2020
Ameriprise Financial Services, Llc Henderson NV 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-16
S63 Uniform Securities Agent State Law Examination 2016-04-01
  • S65 Uniform Investment Adviser Law Examination
    2016-05-16
  • S63 Uniform Securities Agent State Law Examination
    2016-04-01

View on SEC IAPD

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