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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-06-11 |
| RI | RA | APPROVED | 2016-06-02 |
| TX | RA | APPROVED | 2016-06-02 |
Branch Locations
100 Federal St, Boston, MA 02110 • United States
Dedham, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Quincy | MA | 02/2014 | Present |
| Bank Of America, N.A. | Quincy | MA | 06/2018 | Present |
I*1732286, Entity Type:Entity For Profit, Name of OBA:Shields Health, Address:quincy, MA 02169 Investment Related: Position, Title, Association: Employee Employee Start Date: 03/17/2024 No Hours: No Hours during trading: Duties:Patient Care Representative - Saturdays only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-01 |
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