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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-03-03 |
Branch Locations
2499 Jericho Tpke, Garden City Park, NY 11040 • United States
68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Hempstead | NY | 12/2015 | 04/2018 |
| Jpmorgan Chase Bank | Hempstead | NY | 07/2013 | 04/2018 |
| Wells Fargo Bank, Na | Hempstead | NY | 03/2018 | Present |
| Wells Fargo Clearing Services, Llc | Hempstead | NY | 07/2018 | Present |
IVEM LOGISTICS INC, NOT INV RELATED, HEMPSTEAD, NY, 100% OWNERSHIP, START 2/28/2019, 20 HOURS PER MONTH, ZERO DURING TRADING, FREIGHT TRANSPORTATION BUSINESS. U.S. CENSUS BUREAU, NOT INVT RELATED, GARDEN CITY, NY, CENSUS TAKER, START DATE 4/1/2020, 80 HRS PER MONTH, 0 HRS DURING TRADING, VISITING HOUSEHOLDS AND SPEAKING WITH RESIDENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-11 |
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