John Frank Dirks

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-04-04

SC RA
APPROVED

Since 2016-04-04

Branch Locations

Charleston, SC • United States

225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Adviors Financial Network, Llc	Charleston	SC	03/2016	Present

03/2016 → Present

Wells Fargo Adviors Financial Network, Llc

Charleston, SC

Previous Registrations

2005-02-23 → 2016-04-04

Ubs Financial Services Inc.

Charleston, SC

Weehawken, NJ

Charleston, SC

Charleston, NC

Mt. Pleasant, SC

Other Businesses

CATHEDRAL OF SAINT JOHN THE BAPTIST, INV RELATED, CHARLESTON, SC, PARISH FINANCE COUNCIL CHAIR, START 8/24/2018, 4 HOURS PER MONTH, 1 HOUR DURING TRADING, SERVING IN AN ADVISORY CAPACITY TO THE RECTOR IN FINANCIAL MATTERS HOWEVER ALL DECISION AUTHORITY IS UNDER THE BISHOP. LGS & COMPANY LLC, INV RELATED, DANIEL ISLAND, SC, 100% OWNERSHIP, START 4/11/2017, 3 HOURS PER MONTH, 2 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-22

S66 Uniform Combined State Law Examination

2005-02-22

Other Names

John Dirks
John Frank Dirks
Frank Dirks

View on SEC IAPD