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40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-11 |
Branch Locations
40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | San Antonio | TX | 12/2015 | 01/2017 |
| Usaa Financial Advisors, Inc. | San Antonio | TX | 01/2017 | 08/2019 |
| Usaa Financial Planning Services | San Antonio | TX | 01/2017 | 08/2019 |
| Usaa Investment Management Company | San Antonio | TX | 01/2017 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 08/2019 | 10/2021 |
| Bank Of America, N.A. | San Antonio | TX | 08/2019 | 10/2021 |
| Charles Schwab Bank, Ssb | San Antonio | TX | 10/2021 | 05/2024 |
| Charles Schwab & Co., Inc. | San Antonio | TX | 10/2021 | 05/2024 |
| Lpl Financial Llc | San Antonio | TX | 06/2024 | Present |
| Tlwm Financial | San Antonio | TX | 06/2024 | Present |
1) 06/06/2024 - TLWM Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/20/2024 - TLWM Financial - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 6/10/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through TLWM, LLC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-16 |
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